Job title: Senior Compliance Manager - Governance
Job type: Permanent
Emp type: Full-time
Location: London, United Kingdom
Job published: 30/05/2022
Job ID: 36196

Job Description

Senior Compliance Manager - Governance/SMCR


We are searching for a Senior Compliance Manager - Governance/SMCR to join a Global Bank based in London


Start Date: ASAP


Location: London


Duration: Permanent


Utilization: Office Based/Hybrid



  • Banking background with 4-5 years’ experience doing SMCR work
  • FCA procedures and policies drafting; Fitness and propriety checks; criminal/ certificate of good conduct checks; directorship checks;
  • Annual assessment of SMF and Certified staff; Register and deregister SMF/CS employees on a monthly basis
  • Compliance and regulatory work; Governance work; UK legislation and rules regarding HR and compliance
  • Treasury and all MiFId related aspects
  • SMCR (all SMF applications, certificated staff annual reviews, management responsibilities map) as well as providing support to HR
  • BCRC & CORMAC papers, reports and minutes

If you're interested in this role, click ‘I’m Interested’ to forward an up-to-date copy of your CV to one of our team at DSR!